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The rural Soviets were just as powerless. Although technically subordinated to the volost administration, their mainly peasant members were reluctant to go against the interests of the village communes, upon whose taxes they depended for their budgets. Indeed the villagers often elected a simpleton or an alcoholic, or perhaps some poor peasant in debt to the village elders, in order to sabotage the Soviet’s work. It was an old trick of the peasants and had been applied to the volost administration before 1917. The Bolsheviks, in their usual inept manner, responded by centralizing power, cutting down the number of rural Soviets; yet this made matters worse, for it left the vast majority of the villages without a Soviet at all. By 1929, the average rural Soviet was trying to rule nine separate villages with a combined population of 1,500 people. Without telephones, and sometimes even without transport, the Soviet officials were rendered impotent. Taxes could not be properly collected, Soviet laws could not be enforced. As for the rural police force, it was minuscule, with each policeman on average responsible for 20,000 people in eighteen or even twenty villages.28 A decade after 1917 the vast majority of the countryside had yet to experience Soviet power.

There was a common assumption among those Bolsheviks who wrote about the NEP — Bukharin was a classic example — that the growing affluence and cultural advancement of the countryside would somehow dissolve this political problem. This was mistaken. Under the smallholding system of the NEP the political culture of the village became even more distinctly ‘peasant’, in fundamental opposition to the state, and no amount of propaganda or education could ever hope to bridge this gap. Why, after all, should a better-educated peasant be more susceptible to Communist control or indoctrination? The rural intelligentsia, who alone could have played an intermediary role between the peasantry and the regime, was a tiny island in this peasant ocean, with its own distinct urban culture and, by all accounts, increasingly mistrusted by the peasants.29 The longer the NEP went on, the greater the disjunction became between the ambitions of the Soviet regime and its impotence in the countryside. Militant Bolsheviks were increasingly afraid that the revolution would degenerate, that it would sink in the ‘kulak’ mud, unless a new civil war was launched to subjugate the village to the town. Here were the roots of Stalin’s civil war against the village, the civil war of collectivization. Without the means to govern the village, let alone to transform it on socialist lines, the Bolsheviks sought to abolish it instead.

iii Lenin’s Last Struggle

The first signs that Lenin was unwell became apparent in 1921 when he began to complain of headaches and exhaustion. Doctors could not diagnose the illness — it was as much the result of a mental breakdown as a physical one. For the past four years Lenin had been working virtually without a break for up to sixteen hours every day. The only real periods of rest had been in the summer of 1917, when he was on the run from Kerensky’s government, and during the weeks of recuperation from Kaplan’s assassination attempt in August 1918. The crisis of 1920–1 had taken a heavy toll on Lenin’s health. The physical symptoms of ‘Lenin’s rage’, as Krupskaya once described it, sleeplessness and irritation, headaches and depressed exhaustion, returned to dog him during his bitter struggles with the Workers’ Opposition and the revolts in the country at large. The Kronstadt rebels, the workers and the peasants, the Mensheviks, the SRs and the clergy, who were all arrested and shot in large numbers, became victims of his rage. By the summer of 1921, Lenin had once again emerged victorious; yet the signs of his mental exhaustion were clear for all to see. He showed lapses of memory, speech difficulties and erratic movements. Some doctors put it down to lead poisoning from Kaplan’s two bullets, which were still lodged in Lenin’s arm and neck (the one in his neck was surgically removed during the spring of 1922). But others suspected paralysis. Their suspicions were confirmed on 25 May 1922, when Lenin suffered his first major stroke, leaving his right side virtually paralysed and depriving him for a while of speech. Lenin now realized, in the words of his sister, Maria Ul’ianova, who was to nurse him until his death, ‘that it was all finished for him’. He begged Stalin to give him poison so that he could kill himself. ‘He doesn’t want to live and can’t live any longer,’ Krupskaya told him. She had tried to give Lenin cyanide but lost her nerve, so the two of them had decided to ask Stalin instead as a ‘firm and steely man devoid of sentimentality’. Although Stalin would later wish him dead, he refused to help him die; and the Politburo voted against it. For the moment, Lenin was more useful to Stalin alive.30

During the summer of 1922, as he recovered at his country house at Gorki, Lenin concerned himself with the question of his succession. This must have been a painful task for him since, like all dictators, he was fiercely jealous of his own power and evidently thought that no one else was good enough to inherit it. All Lenin’s last writings make it clear that he favoured a collective leadership to succeed him. He was particularly afraid of the personal rivalry between Trotsky and Stalin, which he realized might split the party as he withdrew from the scene, and sought to forestall this by balancing the one against the other.

Both men had virtues in his eyes. Trotsky was a brilliant orator and administrator: he more than anyone had won the civil war. But his pride and arrogance — not to speak of his past as a Menshevik or his Jewish-intellectual looks — made him unpopular in the party (both the Military and the Workers’ Oppositions had to a large extent been against him personally). Trotsky was not a natural ‘comrade’. He would always rather be the general of his own army than a colonel in a collective command. It was this which gave him the position of an ‘outsider’ to the rank and file. Although a member of the Politburo, Trotsky had never held a party post. He rarely attended party meetings. Lenin’s feelings towards Trotsky were summarized by Maria Ul’ianova: ‘He did not feel sympathy for Trotsky — he had too many characteristics that made it extraordinarily hard to work collectively with him. But he was an industrious worker and a talented person, and for V. I. that was the main thing, so he tried to keep him on board. Whether it was worth it is another question.’31

Stalin, by contrast, seemed at first much more suited to the needs of a collective leadership. During the civil war he had taken on himself a huge number of mundane jobs that no one else had wanted — he was the Commissar for Nationalities, the Commissar of Rabkrin, a member of the Revolutionary Military Council, of the Politburo and the Orgburo, and the Chairman of the Secretariat — with the result that he soon gained a reputation for modest and industrious mediocrity. Here was the ‘grey blur’ whom Sukhanov had described in 1917. All the party leaders made the same mistake of underestimating Stalin’s potential power, and his ambition to exercise it, as a result of the patronage he had accrued from holding all these posts. Lenin was as guilty as the rest. For a man of such intolerance, he proved remarkably tolerant of Stalin’s many sins, not least his growing rudeness towards himself, in the belief that he needed Stalin to maintain unity in the party. It was for this reason that, on Stalin’s own urging, and apparently backed by Kamenev, he agreed to make Stalin the party’s first General Secretary in April 1922. It was to prove a crucial appointment — one that enabled Stalin to come to power. Yet by the time Lenin came to realize this, and tried to have Stalin removed from the post, it was already too late.32