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Benjamin S. Lambeth

NATO’S AIR WAR FOR KOSOVO

A Strategic and Operational Assessment

Prepared for the United States Air Force

Project AIR FORCE

RAND

Approved for public release; distribution unlimited

Map of Kosovo

PREFACE

On March 24, 1999, NATO embarked on a 78-day air war aimed at compelling the government of Yugoslavia and its elected president, Slobodan Milosevic, to halt and reverse the human rights abuses that were being committed by armed Serbs against the ethnic Albanian majority living in Yugoslavia’s Serbian province of Kosovo. That effort, called Operation Allied Force, ended on June 9 after Milosevic finally acceded to NATO’s demands and a withdrawal of Serb forces from Kosovo had begun. The air war was a first of that magnitude for NATO and represented the third largest strategic application of air power by the United States since World War II, exceeded only by the Vietnam War and Operation Desert Storm in scale and intensity.

With a view toward capturing the many useful insights to be extracted from that experience, the U.S. Air Force chief of staff, General Michael Ryan, asked Headquarters United States Air Forces in Europe (Hq USAFE) shortly after Allied Force ended to establish a studies and analysis office (USAFE/SA) to manage all USAF-sponsored assessments of the air war. The director of that office, Brigadier General John Corley, in turn asked RAND’s Project AIR FORCE to contribute to the assessment effort across a wide spectrum of topics, ranging from individual platform and systems performance to command and control, operational support, strategy and planning, and other considerations bearing on the air war’s effectiveness.

This book examines the conduct and results of Operation Allied Force at the strategic and operational levels. An earlier and less developed version appeared as a chapter in the author’s previous book The Transformation of American Air Power, which was published by Cornell University Press in September 2000. The research documented herein was carried out in Project AIR FORCE’s Strategy and Doctrine Program and was completed in August 2001. All photographs included in this study were provided by the U.S. Department of Defense. The book should be of interest to USAF officers and other members of the U.S. national security community concerned with strategy and force employment issues raised by NATO’s air war for Kosovo and with the implications of that experience for force development, air power doctrine, and concepts of operations for joint and coalition warfare.

Other documents published in this series currently include the following:

MR-1279-AF, Command and Control and Battle Management: Experiences from the Air War over Serbia, James E. Schneider, Myron Hura, Gary McLeod (Government publication; not releasable to the general public)

MR-1326-AF, Aircraft Weapon Employment in Operation Allied Force, William Stanley, Carl Rhodes, Robert Uy, Sherrill Lingel (Government publication; not releasable to the general public)

MR-1351-AF, The Conflict over Kosovo: Why Milosevic Decided to Settle When He Did, Stephen Hosmer

MR-1391-AF, European Contributions to Operation Allied Force: Implications for Transatlantic Cooperation, John E. Peters, Stuart Johnson, Nora Bensahel, Timothy Liston, Traci Williams

DB-332-AF, Aircraft Survivability in Operation Allied Force, William Stanley, Sherrill Lingel, Carl Rhodes, Jody Jacobs, Robert Uy (Government publication; not releasable to the general public)

Topics examined in series documents nearing completion include:

• Supporting Expeditionary Aerospace Forces: Lessons from the Air War Over Serbia

• Lessons Learned from Operation Allied Force Tanker Operations

Project AIR FORCE

Project AIR FORCE, a division of RAND, is the Air Force’s federally funded research and development center (FFRDC) for studies and analysis. It provides the USAF with independent analyses of policy alternatives affecting the deployment, employment, combat readiness, and support of current and future air and space forces. Research is performed in four programs: Aerospace Force Development; Manpower, Readiness, and Training; Resource Management; and Strategy and Doctrine.

FIGURES

2.1. Allied Force Area of Operations

3.1. U.S. and Allied Aircraft Contributions

3.2. In-Theater Aircraft Buildup

3.3. U.S. and Allied Sorties Flown

3.4. USAF Sortie Breakdown by Aircraft Type

3.5. U.S. and Allied Ground-Attack Munitions Expended

3.6. U.S. and Allied Munitions Expenditures by Type

3.7. Total Numbers of Munitions Expended

5.1. U.S. Precision and Nonprecision Munitions Expended

6.1. Enemy SAM Launches Reported

6.2. HARM Expenditures by Target Type

6.3. Short Tonnage Delivered by USAF Airlift

6.4. USAF Aircraft Types Employed

7.1. Operation Allied Force Planning and Implementation

7.2. U.S. and Allied Organization for Allied Force

8.1. Refugee Flow

SUMMARY

Between March 24 and June 9, 1999, NATO, led by the United States, conducted an air war against Yugoslavia in an effort to halt and reverse the human-rights abuses that were being committed against the citizens of its Kosovo province by Yugoslavia’s president, Slobodan Milosevic. That 78-day air war, called Operation Allied Force, represented the third time during the 1990s in which air power proved pivotal in determining the outcome of a regional conflict. Yet notwithstanding its ultimate success, what began as a hopeful gambit for producing Milosevic’s quick compliance soon devolved, for a time at least, into a seemingly ineffectual bombing experiment with no clear end in sight. Not only was the operation’s execution hampered by uncooperative weather and a surprisingly resilient opponent, it was further afflicted by persistent hesitancy on the part of U.S. and NATO political leaders and sharp differences of opinion within the most senior U.S. military command element over the most effective way of applying allied air power against Serb assets. Moreover, the plan ultimately adopted ruled out any backstopping by allied ground troops because of concerns over the potential for a land invasion to generate unacceptable casualties and the consequent low likelihood of mustering the needed congressional and allied support for such an option. All planning further assumed that NATO’s most crucial vulnerable area was its continued cohesion. Therefore, any target or attack tactic deemed even remotely likely to undermine that cohesion, such as the loss of friendly aircrews, excessive collateral damage, or anything else that might weaken domestic support, was to be most carefully considered, if not avoided altogether. All of that, however unavoidable some aspects of it may have been, made NATO’s air war for Kosovo a step backward in efficiency when compared to the Desert Storm air campaign.

WHY MILOSEVIC GAVE UP WHEN HE DID

We may never know for sure what mix of pressures and inducements ultimately led Milosevic to admit defeat. Yet why he gave in and why he did so when he did are by far the most important questions about the operation’s experience, since the answers, insofar as they are knowable, may help illuminate the coercive dynamic that ultimately swung the air war’s outcome.