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Copyright @ 2002 by Roman & Littlefield Publishers, Inc.

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British Library Cataloguing in Publication Information Available

Library of Congress Cataloging-in-Publication Data

Weeks, Albert Loren, 1923–

Stalin’s other war : Soviet grand strategy, 1939-1941 / Albert L. Weeks.

p. cm.

Includes bibliographical references and index.

9781461643494

1. Soviet Union—Foreign relations—1917–1945—Philosophy. 2. Soviet Union—Military policy. 3. Communism—Soviet Union. 4. World War, 1939–1945—Diplomatic history. I. Title.

DK268.5 .W44 2002

940.53’2247—dc21

2002001793

Printed in the United States of America

The paper used in this publication meets the minimum requirements of American National Standard for Information Sciences—Permanence of Paper for Printed Library Materials, ANSI/NISO Z39.48-1992.

Table of Contents

Title Page

Copyright Page

Preface

Acknowledgments

Introduction

1 - Soviet Expansionist Ideology: Propaganda or Blueprint?

2 - Prewar Diplomacy and the Comintern

3 - The Soviets’ Pro-German Posture

4 - Nazi–Soviet Agreements (1939–40)

5 - Stalin Prepares for What Kind of War

6 - Stalin’s Response to “Barbarossa”—I

7 - Stalin’s Response to “Barbarossa”—II

8 - Conclusions

APPENDIX 1 - Stalin’s Third Speech, May 5, 1941

APPENDIX 2 - May 15, 1941, Memorandum

APPENDIX 3 - Stalin’s Speech to the Politburo, August 19, 1939

APPENDIX 4 - Russia’s New History Textbooks

Bibliography

Index

About the Author

Preface

The war is going on between two groups of capitalist states (the poor vs. the rich ones in terms of colonies, sources of raw materials, and so on) for a redivision of the world and for world domination! We’re not opposed to the idea of their fighting among themselves very well. Nor would it be bad if by the hands of Germany the position of the richest capitalist countries were shattered (in particular that of England). Hitler himself does not appreciate this fact nor does he wish to, but he is demolishing and undermining the capitalist system.... On our part we will maneuver while pitting one country against the other so that they can fight each other all the better. The nonaggression pact to a degree helps Germany. But in the next moment, it batters the other side.

—J. V. Stalin

The animus to write a book about such a controversial issue as Stalin’s war plans 1939–41 arose as Russian archive information on the problem has become increasingly available since the middle and late 1990s. Historians, like me, are learning more than earlier about Stalin’s and the Red Army’s actions on the eve of the German attack against the USSR on June 22, 1941. The disclosures in some cases throw into question the conclusions drawn in the past by former-Soviet as well as foreign historians. These interpretations formed a historiographic consensus that now must be reexamined in the light of new evidence.

Above all, the most sensitive and misunderstood events and plans on the eve of the war need to be clarified. This research involves in particular the strategy Stalin and his generals had designed toward Germany before Hitler ordered his Wehrmacht to launch its large-scale “preventive war” attack in mid-1941. As Russian military historian Pavel N. Bobylev, of the RF Ministry of Defense Institute for Military History, has written: “While earlier discussion of this issue from 1991–1993 permitted a more concrete appraisal than before of Soviet planning for war against Germany, [documents since then] have now led to a deeper understanding of the problem that for so long has been obscured by ideological barriers.”1 Historian Mikhail I. Mel’tyukhov adds:

The historians’ research conducted in the early 1990s constituted a first step in reviewing the official views of the events on the eve of the war. [Since the mid-1990s] researchers now have access to documents that were once kept secret [that] now demand new conceptions about the participation of the Soviet Union in the events of 1939–1941, a more objective depiction of our country’s history during the period of World War II. [Using the new documents] it is necessary to analyze the diplomatic activity of the Soviet leadership in the 1920s and from 1939 to 1941, to canvas its views toward the advent of the European war [in September 1939], the military preparations undertaken by the USSR as well as the contents of Soviet propaganda.“2

Previous pre-1995 military histories, whether published in Russia or in the West, were thus hobbled, Russian historians note, by a lack of primary-source documentation. Today information has become available, among other places, in the 1998 two-volume compilation of documents titled The Year 1941: Documents.3 Among the Russian resources used in this book are the State Archive of the Russian Federation (GARF); the Russian State Archive of Socio-Political History (RGACPI); the Russian State Military Archive (RGVA); the Russian State Archive on the Economy (RGAE); the Center for the Collection of Contemporary Documents (TsKhSD); and the All-Russian Scientific-Research Institute for Documents and Archive Affairs (VNIIDAD).

Included among such “ideological barriers,” according to Bobylev and other “new-generation” Russian historians, are the “slanted” memoirs of and interviews with such senior officers of the Soviet Army as Marshals Georgi K. Zhukov and Aleksandr M. Vasilievsky. Both were major staff officer figures in the Soviet war, known as the Great Fatherland War, against Germany, 1941–45. It is also true that a conventional interpretation of Stalin’s war plans 1939–41 has congealed among Western historians in ways that have discouraged fresh interpretations of the dictator’s strategy. Complaints about this, in fact, are leveled at Western and former-Soviet historians by some of today’s Russian historians.

When discussing the mistakes made on the eve of the German attack, these officers inevitably indicted Stalin. Yet Bobylev and others observe that Red Army staff officers were not about to shoulder the blame themselves for such a tragedy. Instead, they put the onus on the deceased, de-glorified tyrant, Stalin. As a consequence, many Western historians—writing on the war and relying on the same sources in drawing their conclusions—likewise blame Stalin alone for the many tragic miscalculations. As noted by Bobylev and other Russian researchers, at the same time, it was Stalin who, after all, endorsed the plans—many of which were seriously flawed—when they were submitted to him by General Staff officers such as Generals Zhukov, Vasilievsky, and Kirill A. Meretskov and Marshals Semyon K. Timoshenko and Boris M. Shaposhnikov (their ranks before June 1941). Ultimately, the Soviet dictator must bear the responsibility for approving the mistaken concepts and plans. Yet, as it turns out, it had been an overconfident, miscalculating, and in part sycophantic military that in the main had devised the errant plans and had exaggerated the readiness of the Red Army for combat. Doubtlessly, they were motivated by fear of the dictator, who did not hesitate to purge and spill the blood of his top commanders, often in an arbitrary, unprovoked way. Moreover, the plans submitted to Stalin by his most trusted professional soldiers appealed to the Soviet leader, as cautious as Stalin tended to be, because of their audacity and because of their Bolshevik-style “offensiveness” (нacmynameлЬнocmЬ or nastupatel ‘nost’).