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These appear clearly in the form of the two works. The Meek One has none of the discursive and polemical character of Notes. It is the most intimate of Dostoevsky’s stories; reading it seems almost like a profanation. The man from underground is a writer, though a careless and defiant one; the narrator here is a desperately speaking voice. But despite his rambling efforts to “collect his thoughts to a point,” the story is highly unified, concentrated into the few hours following the catastrophe, during which he tries to understand what has happened. As in The Eternal Husband, Dostoevsky shows himself a master at revealing events through the incomprehension of the person who experiences them. But here the double story of the marriage and the “attempt to understand” unfolds simultaneously. There is a difference, too, in the consciousness of the hero, who is in the process of exchanging defiance for grief. All this gives his voice a piercing urgency.

Like Bobok, the brief Dream of a Ridiculous Man is a compendium of themes central to Dostoevsky’s work. One of these is the theme of “ridiculousness.” The fear of being or looking ridiculous marks most of Dostoevsky’s underground heroes, including the suave Velchaninov and even the proud Nikolai Stavrogin. Ridiculousness is the shameful other face of pride. The narrator of The Meek One refuses to challenge a fellow officer, not from fear of a duel but from fear of looking ridiculous in the theater buffet, and for that he pays the most terrible price. In this last story, the label of “ridiculous” is fastened on the narrator from the start. The second paragraph is a succinct description of the doubled personality of all of Dostoevsky’s ridiculous men. The metaphysical malady it leads to is the same that afflicts Kirillov in Demons: “The conviction was overtaking me,” says the ridiculous man, “that everywhere in the world it made no difference.” It is an ethical solipsism the implications of which the narrator ponders for a long time while sitting in his Voltaire armchair. And he resolves on the Kirillovian solution of suicide, though without the messianic ambition that pushes Kirillov into demonic parody. At this extremity he is granted two things which are really one—first, a moment of “irrational” pity, which he repulses, and then a saving dream. In the end, which is the beginning, he not only loses his shame at being ridiculous, but even embraces his ridiculousness. He has gone through the underground and come out on the other side.

These ridiculous narrators are all extreme cases. Dostoevsky was obviously drawn to such cases, perhaps for the reason suggested by the man from underground at the end of his story: “As far as I myself am concerned, I have merely carried to an extreme in my life what you have not dared to carry even halfway, and, what’s more, you’ve taken your cowardice for good sense, and found comfort in thus deceiving yourselves. So that I, perhaps, come out even more ‘living’ than you. Take a closer look!” The extreme and eccentric have a heroic and representative quality, despite their social isolation. Bakhtin goes so far as to say that “Dostoevsky’s mode of artistic thinking could not imagine anything in the slightest way humanly significant that did not have certain elements of eccentricity (in all its diverse manifestations).” The Dream of a Ridiculous Man was Dostoevsky’s last artistic work before The Brothers Karamazov and points to that novel’s hero, Alyosha Karamazov, who is beyond the fear of being ridiculous, that is, beyond the doubled consciousness of the underground. The author says of Alyosha in his opening note: “… not only is an odd man ‘not always’ a particular and isolated case, but, on the contrary, it sometimes happens that it is precisely he, perhaps, who bears within himself the heart of the whole, while the other people of his epoch have all for some reason been torn away from it for a time by some kind of flooding wind.”

The dream that saves the ridiculous man is a vision of the earthly paradise—a “second earth” that has not known the Fall into sin and evil. Similar dreams come to Stavrogin in Demons and to Versilov in The Adolescent, but the theme is treated most fully here. Stavrogin discovers the “tiny red spider” of his own terrible sin in the center of his vision, and it is suddenly dispelled. The Fall is not absent from the ridiculous man’s dream either: he brings it about himself. What comes then is a condensed and somewhat polemicized history of humanity, which so fills the dreamer’s heart with guilt, pity, grief, and love that he wakes up—and for him it is a true awakening, to life, “life—and preaching!” In the terms of the epigraph I have placed at the head of this preface, he moves from “eternal defection” to “ever increasing participation.” He will preach because he has seen the “living image” of the truth, beyond conceptual understanding. It has shown him “that people can be beautiful and happy without losing the ability to live on earth.” And he goes and finds the little girl he offended. The Dream of a Ridiculous Man thus resolves a whole series of interlocking motifs in Dostoevsky’s work.

This book begins and ends with attempts to speak the saving word that will unite mankind. But Pralinsky’s absurd “hu-humaneness” had to pass through the underground of duplicity and silence—the failure of Velchaninov to tear “the very last word” either from Pavel Pavlovich or from himself in The Eternal Husband; the putrefaction of souls leading to the senselessly repeated “bobok, bobok” that haunts the writer of Bobok; and finally the hell of “silent speaking” in The Meek One—before it could emerge in the ridiculous man’s preaching, the same yet quite transformed.

—Richard Pevear

A NASTY ANECDOTE

A STORY

THIS NASTY anecdote occurred precisely at the time when, with such irrepressible force and such touchingly naive enthusiasm, the regeneration of our dear fatherland began, and its valiant sons were all striving toward new destinies and hopes. Then, one winter, on a clear and frosty evening, though it was already past eleven, three extremely respectable gentlemen were sitting in a comfortably and even luxuriously furnished room, in a fine two-storied house on the Petersburg side,1 and were taken up with a solid and excellent conversation on a quite curious subject. These three gentlemen were all three of general’s rank.2 They were sitting around a small table, each in a fine, soft armchair, and as they conversed they were quietly and comfortably sipping champagne. The bottle was right there on the table in a silver bucket with ice. The thing was that the host, privy councillor Stepan Nikiforovich Nikiforov, an old bachelor of about sixty-five, was celebrating the housewarming of his newly purchased house, and, incidentally, his birthday, which happened to come along and which he had never celebrated before. However, the celebration was none too grand; as we have already seen, there were only two guests, both former colleagues of Mr. Nikiforov and his former subordinates, namely: actual state councillor Semyon Ivanovich Shipulenko and the other, also an actual state councillor, Ivan Ilyich Pralinsky. They came at around nine o’clock, had tea, then switched to wine, and knew that at exactly eleven-thirty they should go home. The host had liked regularity all his life. A couple of words about him: he began his career as a fortuneless petty clerk, quietly endured the drag for forty-five years on end, knew very well how far he would be promoted, could not bear having stars in his eyes, though he was already wearing two of them,3 and particularly disliked expressing his own personal opinion on any subject whatsoever. He was also honest, that is, he had never happened to do anything particularly dishonest; he was a bachelor because he was an egoist; he was far from stupid, but could not bear to display his intelligence; he particularly disliked sloppiness and rapturousness, which he considered moral sloppiness, and toward the end of his life sank entirely into some sweet, lazy comfort and systematic solitude. Though he himself sometimes visited people of the better sort, from his youth he could never bear to receive guests, and of late, when not playing patience, he was content with the company of his dining-room clock, imperturbably listening, as he dozed in his armchair, to its ticking under the glass dome on the mantelpiece. He was of extremely decent and clean-shaven appearance, looked younger than his years, was well preserved, promising to live a long time, and adhered to the strictest gentlemanliness. His post was rather comfortable: he sat somewhere and signed something. In short, he was considered a most excellent man. He had only one passion, or, better, one ardent desire: this was to own his own house, and precisely a grand house, not simply a solid one. His desire was finally realized: he picked out and purchased a house on the Petersburg side, far away, true, but the house had a garden, and was elegant besides.The new owner reasoned that far away was even better: he did not like receiving at home, and as for going to visit someone or to work—for that he had a fine two-place carriage of chocolate color, the coachman Mikhei, and two small but sturdy and handsome horses. All this had been duly acquired by forty years of painstaking economy, and so his heart rejoiced over it all. This was why, having acquired the house and moved into it, Stepan Nikiforovich felt such contentment in his peaceful heart that he even invited guests for his birthday, which before he used carefully to conceal from his closest acquaintances. He even had special designs on one of the invited. He himself occupied the upper story of the house, and he needed a tenant for the lower one, which was built and laid out in the same way. So Stepan Nikiforovich was counting on Semyon Ivanovich Shipulenko, and during the evening even twice turned the conversation to that subject. But Semyon Ivanovich kept silent in that regard. This was a man who had also had a long and difficult time cutting a path for himself, with black hair and side-whiskers and a permanently bilious tinge to his physiognomy. He was a married man, a gloomy homebody, kept his household in fear, served self-confidently, also knew very well what he would achieve and still better what he would never achieve, sat in a good post and sat very solidly. At the new ways that were beginning he looked, if not without bile, still with no special alarm: he was very confident of himself and listened not without mocking spite to Ivan Ilyich Pralinsky’s expatiating on the new themes. However, they were all somewhat tipsy, so that even Stepan Nikiforovich himself condescended to Mr. Pralinsky and entered into a light dispute with him about the new ways. But a few words about His Excellency Mr. Pralinsky, the more so as he is the main hero of the forthcoming story.