4. China’s Ignominy
On the orders of King George III, the first British trade delegation to China left London in September 1792, bearing numerous gifts including telescopes, clocks, barometers, a spring-suspension coach and airguns. They sailed in a man-of-war equipped with sixty-six guns, accompanied by two support vessels, on a mission whose purpose was to impress and seduce the Chinese Emperor Qianlong with Britain ’s growing industrial and technological prowess. The 700-strong party, comprising diplomats, businessmen, soldiers, scientists, painters, gardeners and others, was led by Lord George Macartney, an experienced diplomat with an eye for the main chance, whether personal or national. The British government, represented by the East India Company, which organized the mission (and which acted as Britain’s de facto corporate overseas persona, ruling India until 1858), was anxious to open up the Chinese market to trade, its previous efforts having been rebuffed. The preparation was meticulous and protracted. The British mission arrived at Macao, the Portuguese enclave on the south coast of China, and then took four months to crawl northwards, as negotiations with the Emperor’s representatives dragged on, eventually reaching Beijing for the long-awaited and much-postponed audience with the Emperor.
When the meeting was finally held in September 1793, Macartney asked the Emperor for British diplomatic representation in Beijing, the ending of the system whereby foreigners were only allowed to use Canton (Guangzhou) as their point of entry and for trade, the opening up of new ports for trade, and the provision of fair and equitable tariffs. The Emperor was unmoved, his mind made up long before the mission ever arrived. Instead of informing Macartney, he sent an edict to George III, explaining that China would not increase its foreign trade because it required nothing from other countries. As Qianlong wrote:
We have never valued ingenious articles, nor do we have the slightest need of your country’s manufactures. Therefore, O King, as regards your request to send someone to remain at the capital, while it is not in harmony with the regulations of the Celestial Empire we also feel very much that it is of no advantage to your country.
To the British, possessed of the hubris of a rising power and flush with the early fruits of the Industrial Revolution — by then well under way, though unbeknown to the 81-year-old Emperor, it would appear — the Chinese reaction was incomprehensible. Duly spurned, Macartney was obliged to leave China empty-handed by the only route available to him: over land to Canton. During the course of his journey he kept a copious journal. One entry reads, ‘The Empire of China is an old, crazy, first rate man-of-war, which a fortunate succession of able and vigilant officers has contrived to keep afloat for these one hundred and fifty years past, and to overawe their neighbours merely by bulk and appearance.’ He was thoroughly bleak about the prospects for the Celestial Empire, which he saw as destined to be ‘dashed to pieces on the shore’. In Macartney’s opinion, it was futile for China to resist the British demands because it was ‘in vain to attempt arresting the progress of human knowledge’. The sense of one era closing and another beginning was apparent not only in Macartney’s over-weaning self-confidence but also in the Emperor’s blinkered failure to recognize the potential represented by Britain’s new manufactures. Meanwhile the clash of civilizations was graphically illustrated by the lengthy and tortuous argument over diplomatic protocol for the audience with the Emperor. From a full six weeks before, the Chinese had pressured Macartney with growing intensity that he should perform the kowtow, the required gesture of deference to the Emperor: a set of three genuflections, each containing three full prostrations with the head touching the ground. Macartney offered to doff his hat, go down on one knee and even kiss the Emperor’s hand, but he declined to kowtow unless a Chinese official of similar position kneeled before a portrait of George III. For the Chinese, this was out of the question: the Emperor was the ruler of ‘all under Heaven’ and therefore could not possibly be regarded as of equal status to a mere king. Even the status of the goods that the British had brought was the subject of dispute: as required by more than a millennium and a half of Chinese convention, foreigners could only visit China as inferior vassals bearing tribute. In the eyes of the Chinese, Macartney was simply a subordinate ‘conveyor of tribute’: Macartney, for his part, insisted that they were presents from the ambassador of a diplomatic equal. No compromise was reached. Two eras and two civilizations collided without a hint of mutual understanding.
The mission ended in dismal failure. Macartney’s prediction of the fate that awaited China was to be borne out more fully than the Chinese could ever have imagined, though the British — filled with the testosterone of growing power and well versed in aggressive intent — clearly had some inkling. Already at the time of Macartney’s embassy to Beijing, the East India Company had started to export opium from India to China and this was rapidly to prove a highly profitable trade. In 1829 the Chinese government banned the import of opium, much to the fury of the British. As relations deteriorated, the British launched the First Opium War (1839-42) and bombarded south China into submission. In the Treaty of Nanjing, the Chinese were forced to hand over Hong Kong, open the first five treaty ports and pay reparations. China ’s ‘century of humiliation had begun’. [190]
If Japan was the great exception, the only non-Western country to begin its industrialization in the nineteenth century, China was an example of the opposite: a country which failed to industrialize, even though it enjoyed a similar level of development to Japan in 1800. As a result, China found itself hugely outdistanced by Europe and the United States over the course of the nineteenth century, and also by Japan towards the end of it. After 1800, and especially from the middle of the century, China suffered from growing economic weakness, near implosion, debilitating division, defeat, humiliation and occupation at the hands of foreign powers, and a progressive loss of sovereignty. Disastrous though its fortunes were in the period between 1850 and 1950, however, their consequences should not be overstated. China ’s progress after 1949, and especially since 1978, suggests that the roots of its contemporary dynamism lie in its own history rather than being mainly a consequence of its turn to the West: even if it did not appear so at the time, all was far from lost in the century of humiliation. [191] Nonetheless, this period was to leave deep psychological scars. Like Japan, moreover, China ’s modernization was to take a very different path from that of the West. [192]
A PLACE IN THE SUN
China had already begun to acquire its modern shape in the centuries leading up to the birth of Christ. [193] The victory of the so-called First Emperor (Qin Shihuangdi, the Western name for China being derived from his family name, Qin) marked the end of the Warring States period (475–221 BC) — an endless series of conflicts between the numerous Chinese states of the time which resembled a much later phase of European history — and the beginning of the Qin dynasty (221–206 BC). By 206 BC the boundaries of the Qin Empire contained much of what we now regard as the heartland of modern China, stretching to Vietnam in the south and as far as the Great Wall in the north, including the densely populated region between the Yangzi and the Yellow rivers (see Map 5). Following the fall of the Qin dynasty, the country continued to expand rapidly during the Han dynasty (206 BC-AD 220), achieving its furthest extent in the period 141-87 BC (see Map 6), when the Chinese armies penetrated into southern Manchuria and the Korean Peninsula in the north-east, and south and south-west as far as northern Vietnam. [194] Over the next millennium or so, China continued to expand to the north, north-east, north-west, south and south-east. [195] The huge size that China ultimately acquired was related to the natural borders of its continental land mass, bounded by the steppe in the north, the coastline to the south and east, and the mountainous regions to its south-east. [196]
[190] This account is based on: Jonathan D. Spence,
[191] Paul A. Cohen,
[192] Ibid., pp. 81, 151-2; Huang Ping, ‘“Beijing Consensus”, or “Chinese Experiences”, or What?’, unpublished paper, 2005, pp. 5–8; Zheng Yongnian,
[193] Jacques Gernet,